-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TaOEqWsNoIyMkRzCZGglJOBFrYEn7yuWk3s0KzG47b8Zu7n7GKAJNiYW0ItV7H1t 5Rgty9wjVsOdOz2nOG0+8Q== 0000899243-99-001555.txt : 19990722 0000899243-99-001555.hdr.sgml : 19990722 ACCESSION NUMBER: 0000899243-99-001555 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 3 FILED AS OF DATE: 19990721 GROUP MEMBERS: DPCM HOLDINGS, INC. GROUP MEMBERS: EXECUTIVE CAPITAL PARTNERS I LP GROUP MEMBERS: INVERNESS MANAGEMENT FUND I LLC GROUP MEMBERS: INVERNESS PHOENIX PARTNERS LP GROUP MEMBERS: INVERNESS TRICO INVESTORS, LLC GROUP MEMBERS: INVERNESS/PHOENIX CAPITAL LLC GROUP MEMBERS: J.C. COMIS LLC GROUP MEMBERS: JAMES C. COMIS, III GROUP MEMBERS: KEY-COMIS LIMITED PARTNERSHIP GROUP MEMBERS: PHOENIX HOME LIFE MUTUAL INSURANCE COMPANY GROUP MEMBERS: PHOENIX INVESTMENT PARTNERS, LTD. GROUP MEMBERS: W. MCCOMB DUNWOODY GROUP MEMBERS: WMD INVESTORS L.P. GROUP MEMBERS: WMD LLC SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: TRICO MARINE SERVICES INC CENTRAL INDEX KEY: 0000921549 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 721252405 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-49411 FILM NUMBER: 99667659 BUSINESS ADDRESS: STREET 1: 250 NORTH AMERICAN COURT CITY: HOUMA STATE: LA ZIP: 70364 BUSINESS PHONE: 5048513833 MAIL ADDRESS: STREET 1: P.O. BOX 2468 CITY: HOUMA STATE: LA ZIP: 70361 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: INVERNESS PHOENIX PARTNERS LP CENTRAL INDEX KEY: 0001055271 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 660 STEAMBOAT RD 2ND FL CITY: GREENWICH STATE: CT ZIP: 06830 MAIL ADDRESS: STREET 1: 660 STEAMBOAT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 SC 13D/A 1 AMENDMENT NO. 1 TO SCHEDULE 13D SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 1)* Trico Marine Services, Inc. ----------------------------------------------------------------------- (Name of Issuer) Common Stock, par value $.01 per share ----------------------------------------------------------------------- (Title of Class of Securities) 896106101 ----------------------- (CUSIP Number) Copy to: James C. Comis, III John S. Watson Inverness Management LLC Vinson & Elkins L.L.P. 660 Steamboat Road 1001 Fannin, Suite 2300 Greenwich, Connecticut 06830 Houston, Texas 77002 (203) 629-9492 (713) 758-2222 ----------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) June 28, 1999 ----------------------------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of (SS)240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box [_]. NOTE: Schedules filed in paper format shall include a signed original and five copies of this schedule, including all exhibits. See (S)240.13d-7(b) for other parties to whom copies are to be sent. * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 22 pages - ----------------------- CUSIP NO. 896106101 - ----------------------- - ------------------------------------------------------------------------------ NAME OF REPORTING PERSON 1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON INVERNESS/TRICO INVESTORS, LLC - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 (a) [X] (b) [_] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ SOURCE OF FUNDS* 4 00 - ------------------------------------------------------------------------------ CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [_] 5 - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 6 DELAWARE - ------------------------------------------------------------------------------ SOLE VOTING POWER 7 NUMBER OF NONE SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 8 8,000,000 OWNED BY ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 9 REPORTING NONE PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 10 8,000,000 - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 11 8,000,000 - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* 12 [_] - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 13 28.2 - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON* 14 00 - ------------------------------------------------------------------------------ Page 2 of 22 pages - ----------------------- CUSIP NO. 896106101 - ----------------------- - ------------------------------------------------------------------------------ NAME OF REPORTING PERSON 1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON INVERNESS/PHOENIX PARTNERS LP - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 (a) [X] (b) [_] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ SOURCE OF FUNDS* 4 00 - ------------------------------------------------------------------------------ CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [_] 5 - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 6 DELAWARE - ------------------------------------------------------------------------------ SOLE VOTING POWER 7 NUMBER OF NONE SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 8 8,000,000 OWNED BY ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 9 REPORTING NONE PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 10 8,000,000 - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 11 8,000,000 - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* 12 [_] - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 13 28.2 - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON* 14 PN - ------------------------------------------------------------------------------ Page 3 of 22 pages - ----------------------- CUSIP NO. 896106101 - ----------------------- - ------------------------------------------------------------------------------ NAME OF REPORTING PERSON 1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only) EXECUTIVE CAPITAL PARTNERS I LP - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) 2 (a) [X] (b) [_] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ SOURCE OF FUNDS (See Instructions) 4 00 - ------------------------------------------------------------------------------ CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [_] 5 - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 6 DELAWARE - ------------------------------------------------------------------------------ SOLE VOTING POWER 7 NUMBER OF NONE SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 8 8,000,000 OWNED BY ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 9 REPORTING NONE PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 10 8,000,000 - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 11 8,000,000 - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES 12 (See Instructions) [_] - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 13 28.2 - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON (See Instructions) 14 PN - ------------------------------------------------------------------------------ Page 4 of 22 pages - ----------------------- CUSIP NO. 896106101 - ----------------------- - ------------------------------------------------------------------------------ NAME OF REPORTING PERSON 1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only) INVERNESS/PHOENIX CAPITAL LLC - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) 2 (a) [X] (b) [_] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ SOURCE OF FUNDS (See Instructions) 4 00 - ------------------------------------------------------------------------------ CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [_] 5 - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 6 DELAWARE - ------------------------------------------------------------------------------ SOLE VOTING POWER 7 NUMBER OF NONE SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 8 8,000,000 OWNED BY ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 9 REPORTING NONE PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 10 8,000,000 - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 11 8,000,000 - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES 12 (See Instructions) [_] - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 13 28.2 - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON (See Instructions) 14 00 - ------------------------------------------------------------------------------ Page 5 of 22 pages - ----------------------- CUSIP NO. 896106101 - ----------------------- - ------------------------------------------------------------------------------ NAME OF REPORTING PERSON 1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only) INVERNESS MANAGEMENT FUND I LLC - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) 2 (a) [X] (b) [_] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ SOURCE OF FUNDS (See Instructions) 4 00 - ------------------------------------------------------------------------------ CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [_] 5 - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 6 DELAWARE - ------------------------------------------------------------------------------ SOLE VOTING POWER 7 NUMBER OF NONE SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 8 8,000,000 OWNED BY ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 9 REPORTING NONE PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 10 8,000,000 - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 11 8,000,000 - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES 12 (See Instructions) [_] - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 13 28.2 - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON (See Instructions) 14 00 - ------------------------------------------------------------------------------ Page 6 of 22 pages - ----------------------- CUSIP NO. 896106101 - ----------------------- - ------------------------------------------------------------------------------ NAME OF REPORTING PERSON 1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only) WMD INVESTORS, L.P. - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) 2 (a) [X] (b) [_] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ SOURCE OF FUNDS (See Instructions) 4 00 - ------------------------------------------------------------------------------ CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [_] 5 - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 6 DELAWARE - ------------------------------------------------------------------------------ SOLE VOTING POWER 7 NUMBER OF NONE SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 8 8,000,000 OWNED BY ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 9 REPORTING NONE PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 10 8,000,000 - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 11 8,000,000 - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES 12 (See Instructions) [_] - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 13 28.2 - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON (See Instructions) 14 PN - ------------------------------------------------------------------------------ Page 7 of 22 pages - ----------------------- CUSIP NO. 896106101 - ----------------------- - ------------------------------------------------------------------------------ NAME OF REPORTING PERSON 1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only) KEY-COMIS LIMITED PARTNERSHIP - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) 2 (a) [X] (b) [_] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ SOURCE OF FUNDS (See Instructions) 4 00 - ------------------------------------------------------------------------------ CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [_] 5 - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 6 DELAWARE - ------------------------------------------------------------------------------ SOLE VOTING POWER 7 NUMBER OF NONE SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 8 8,000,000 OWNED BY ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 9 REPORTING NONE PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 10 8,000,000 - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 11 8,000,000 - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES 12 (See Instructions) [_] - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 13 28.2 - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON (See Instructions) 14 PN - ------------------------------------------------------------------------------ Page 8 of 22 pages - ----------------------- CUSIP NO. 896106101 - ----------------------- - ------------------------------------------------------------------------------ NAME OF REPORTING PERSON 1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only) WMD LLC - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) 2 (a) [X] (b) [_] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ SOURCE OF FUNDS (See Instructions) 4 00 - ------------------------------------------------------------------------------ CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [_] 5 - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 6 DELAWARE - ------------------------------------------------------------------------------ SOLE VOTING POWER 7 NUMBER OF NONE SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 8 8,000,000 OWNED BY ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 9 REPORTING NONE PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 10 8,000,000 - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 11 8,000,000 - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES 12 (See Instructions) [_] - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 13 28.2 - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON (See Instructions) 14 00 - ------------------------------------------------------------------------------ Page 9 of 22 pages - ----------------------- CUSIP NO. 896106101 - ----------------------- - ------------------------------------------------------------------------------ NAME OF REPORTING PERSON 1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only) J.C. COMIS LLC - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) 2 (a) [X] (b) [_] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ SOURCE OF FUNDS (See Instructions) 4 00 - ------------------------------------------------------------------------------ CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [_] 5 - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 6 DELAWARE - ------------------------------------------------------------------------------ SOLE VOTING POWER 7 NUMBER OF NONE SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 8 8,000,000 OWNED BY ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 9 REPORTING NONE PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 10 8,000,000 - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 11 8,000,000 - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES 12 (See Instructions) [_] - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 13 28.2 - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON (See Instructions) 14 00 - ------------------------------------------------------------------------------ Page 10 of 22 pages - ----------------------- CUSIP NO. 896106101 - ----------------------- - ------------------------------------------------------------------------------ NAME OF REPORTING PERSON 1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only) W. MCCOMB DUNWOODY - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) 2 (a) [X] (b) [_] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ SOURCE OF FUNDS (See Instructions) 4 00 - ------------------------------------------------------------------------------ CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [_] 5 - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 6 UNITED STATES - ------------------------------------------------------------------------------ SOLE VOTING POWER 7 NUMBER OF NONE SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 8 8,000,000 OWNED BY ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 9 REPORTING NONE PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 10 8,000,000 - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 11 8,000,000 - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES 12 (See Instructions) [_] - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 13 28.2 - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON (See Instructions) 14 IN - ------------------------------------------------------------------------------ Page 11 of 22 pages - ----------------------- CUSIP NO. 896106101 - ----------------------- - ------------------------------------------------------------------------------ NAME OF REPORTING PERSON 1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only) JAMES C. COMIS, III - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) 2 (a) [X] (b) [_] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ SOURCE OF FUNDS (See Instructions) 4 00 - ------------------------------------------------------------------------------ CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [_] 5 - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 6 UNITED STATES - ------------------------------------------------------------------------------ SOLE VOTING POWER 7 NUMBER OF NONE SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 8 8,000,000 OWNED BY ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 9 REPORTING NONE PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 10 8,000,000 - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 11 8,000,000 - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES 12 (See Instructions) [_] - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 13 28.2 - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON (See Instructions) 14 IN - ------------------------------------------------------------------------------ Page 12 of 22 pages - ----------------------- CUSIP NO. 896106101 - ----------------------- - ------------------------------------------------------------------------------ NAME OF REPORTING PERSON 1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only) DPCM HOLDINGS, INC. - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) 2 (a) [X] (b) [_] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ SOURCE OF FUNDS (See Instructions) 4 00 - ------------------------------------------------------------------------------ CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [_] 5 - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 6 ILLINOIS - ------------------------------------------------------------------------------ SOLE VOTING POWER 7 NUMBER OF NONE SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 8 8,000,000 OWNED BY ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 9 REPORTING NONE PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 10 8,000,000 - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 11 8,000,000 - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES 12 (See Instructions) [_] - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 13 28.2 - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON (See Instructions) 14 CO - ------------------------------------------------------------------------------ Page 13 of 22 pages - ----------------------- CUSIP NO. 896106101 - ----------------------- - ------------------------------------------------------------------------------ NAME OF REPORTING PERSON 1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only) PHOENIX INVESTMENT PARTNERS, LTD. - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) 2 (a) [X] (b) [_] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ SOURCE OF FUNDS (See Instructions) 4 00 - ------------------------------------------------------------------------------ CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [_] 5 - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 6 DELAWARE - ------------------------------------------------------------------------------ SOLE VOTING POWER 7 NUMBER OF NONE SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 8 8,000,000 OWNED BY ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 9 REPORTING NONE PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 10 8,000,000 - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 11 8,000,000 - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES 12 (See Instructions) [_] - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 13 28.2 - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON (See Instructions) 14 IA - ------------------------------------------------------------------------------ Page 14 of 22 pages - ----------------------- CUSIP NO. 896106101 - ----------------------- - ------------------------------------------------------------------------------ NAME OF REPORTING PERSON 1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only) PHOENIX HOME LIFE MUTUAL INSURANCE COMPANY - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) 2 (a) [X] (b) [_] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ SOURCE OF FUNDS (See Instructions) 4 00 - ------------------------------------------------------------------------------ CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [_] 5 - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 6 NEW YORK - ------------------------------------------------------------------------------ SOLE VOTING POWER 7 NUMBER OF NONE SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 8 8,000,000 OWNED BY ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 9 REPORTING NONE PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 10 8,000,000 - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 11 8,000,000 - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES 12 (See Instructions) [_] - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 13 28.2 - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON (See Instructions) 14 IC - ------------------------------------------------------------------------------ Page 15 of 22 pages SCHEDULE 13D (Amendment No. 1) This Amendment No. 1 amends and supplements the statements on Schedule 13D of (1) Inverness/Phoenix Partners LP, (2) Executive Capital Partners I LP, (3) Inverness/Phoenix Capital LLC, (4) Inverness Management Fund I LLC, (5) WMD Investors, L.P., (6) Key-Comis Limited Partnership, (7) WMD LLC, (8) J.C. Comis LLC, (9) W. McComb Dunwoody, (10) James C. Comis, III, (11) DPCM Holdings, Inc., (12) Phoenix Investment Partners, Ltd. and (13) Phoenix Home Life Mutual Insurance Company, dated June 2, 1999 (the "Statement"). This Amendment No. 1 is being filed in connection with the acquisition by Inverness/Trico Investors, LLC, a Delaware limited liability company (the "Trico Fund"), of 4,000,000 shares of Common Stock pursuant to the terms of the Purchase Agreement. Capitalized terms used herein and not otherwise defined shall have the meanings ascribed to such terms in the Statement. Except as expressly set forth in this Amendment No. 1, there have been no material changes in the information contained in the Statement. ITEM 2. IDENTITY AND BACKGROUND. The information set forth in Item 1 of the Statement is hereby amended and supplemented as follows: This Statement is being filed by each of the following persons pursuant to Rules 13d-1(a) and 13d-1(k) promulgated by the Securities and Exchange Commission (the "Commission") pursuant to Section 13 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"): (1) the Trico Fund, by virtue of its direct beneficial ownership of shares of Common Stock, (2) the Fund, by virtue of its being a controlling member of the Trico Fund and its direct beneficial ownership of shares of Common Stock; (3) the Executive Fund, by virtue of its being a controlling member of the Trico Fund and its direct beneficial ownership of shares of Common Stock; (4) the General Partner, by virtue of its being the general partner of the Fund and the general partner of the Executive Fund; (5) Inverness, by virtue of its being a controlling member of the General Partner; (6) WMD Investors, by virtue of its being a controlling member of Inverness; (7) Key-Comis, by virtue of its being a controlling member of Inverness; (8) WMD, by virtue of its being the general partner of WMD Investors; (9) JCC, by virtue of its being the general partner of Key-Comis; (10) Dunwoody, by virtue of his being a controlling member of WMD; (11) Comis, by virtue of his being a controlling member of JCC; (12) DPCM, by virtue of its being a member of the General Partner; (13) PXP, by virtue of its ownership of all of the outstanding common stock of DPCM; and (14) Phoenix, by virtue of its ownership of approximately 60% of the outstanding common stock of PXP. The Trico Fund, the Fund, the Executive Fund, the General Partner, Inverness, WMD Investors, Key-Comis, WMD, JCC, Dunwoody, Comis, DPCM, PXP and Phoenix are sometimes referred to herein individually as a "Reporting Person" and collectively as the "Reporting Persons." The Trico Fund, the Fund, the Executive Fund, the General Partner, Inverness, WMD Investors, Key-Comis, WMD, JCC, Dunwoody and Comis are sometimes referred to herein collectively as the "Inverness Persons." Page 16 of 22 pages Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person assumes responsibility for the accuracy or completeness of information given by another Reporting Person. By their signatures on this Statement, each of the Reporting Persons agrees that this Statement is filed on behalf of such Reporting Person. The Reporting Persons may be deemed to constitute a "group" for purposes of Section 13(d)(3) of the Act. The Reporting Persons expressly disclaim that they have agreed to act as a group other than as described in this Statement. The principal business of each of the Inverness Persons is to make investments in common and preferred stock and other interests in business organizations, domestic or foreign, with the principal objective of appreciation of capital invested. The address of the principal business and principal office of each of the Inverness Persons is c/o Inverness Management LLC, 660 Steamboat Road, Greenwich, Connecticut 06830. During the past five years, none of the Reporting Persons nor, to the best knowledge of the Reporting Persons, any of the persons listed on Schedule A attached hereto, has been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors). During the past five years, none of the Reporting Persons was a party to a civil proceeding of a judicial or administrative body of competent jurisdiction as a result of which such person was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activity subject to, federal or state securities laws or finding any violation with respect to such laws. ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION. The information set forth in Item 3 of the Statement is hereby amended and supplemented as follows: On June 28, 1999, the Trico Fund acquired 4,000,000 shares of Common Stock pursuant to the Purchase Agreement. The Trico Fund acquired the right to purchase such shares pursuant to an Assignment and Assumption Agreement, dated June 28, 1999 (the "Assignment Agreement"), by and among the Trico Fund, the Fund and the Executive Fund. The aggregate purchase price for the shares sold under the Purchase Agreement was $25,000,000. The Trico Fund utilized funds derived from capital contributions made by the members of the Trico Fund. A copy of the Assignment Agreement is attached hereto as Exhibit A and is incorporated by reference. ITEM 5. INTEREST IN SECURITIES OF THE ISSUER. The information set forth in Item 5 of the Statement is hereby amended and supplemented as follows: At the close of business on June 30, 1999, the Fund and the Executive Fund had direct beneficial ownership of 4,000,000 shares of Common Stock and the Trico Fund had direct Page 17 of 22 pages beneficial ownership of 4,000,000 shares of Common Stock. The Reporting Persons constitute a "group" for purposes of Section 13(d)(3) of the Act, and therefore, each Reporting Person is deemed to have beneficial ownership of 8,000,000 shares of Common Stock (the "Shares"). Such ownership represents 28.2% of the Common Stock outstanding based on the number of shares of Common Stock outstanding (20,378,416) as contained in the Issuer's Definitive Proxy Statement on Schedule 14A (filed May 10, 1999) and including as outstanding the 4,000,000 shares of Common Stock issued to the Fund and the Executive Fund and the 4,000,000 shares of Common Stock issued to the Trico Fund. Such securities were acquired pursuant to the transactions described in Item 3 of this Amendment No. 1 and of the Statement. Each of the Reporting Persons has shared voting and dispositive power with respect the Shares. No person other than the Reporting Persons has the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the Shares. ITEM 7. MATERIAL TO BE FILED AS EXHIBITS. Exhibit A: Assignment and Assumption Agreement, dated as of June 28, 1999, by and among the Trico Fund, the Fund and the Executive Fund. Exhibit B: Joint Filing Agreement, dated July 8, 1999, by and among each of the Reporting Persons. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: July 8, 1999 Page 18 of 22 pages INVERNESS/TRICO INVESTORS, LLC By: INVERNESS/PHOENIX PARTNERS LP, its Managing Member By: INVERNESS/PHOENIX CAPITAL LLC, its General Partner By: INVERNESS MANAGEMENT FUND I LLC, its Managing Member By: WMD INVESTORS, L.P., its Managing Member By: WMD LLC, its General Partner By: /s/ W. McComb Dunwoody ----------------------------------- Name: W. McComb Dunwoody Title: Managing Member INVERNESS/PHOENIX PARTNERS LP By: INVERNESS/PHOENIX CAPITAL LLC, its General Partner By: INVERNESS MANAGEMENT FUND I LLC, its Managing Member By: WMD INVESTORS, L.P., its Managing Member By: WMD LLC, its General Partner By: /s/ W. McComb Dunwoody Name: W. McComb Dunwoody Title: Managing Member Page 19 of 22 pages EXECUTIVE CAPITAL PARTNERS I LP By: INVERNESS/PHOENIX CAPITAL LLC, its General Partner By: INVERNESS MANAGEMENT FUND I LLC, its Managing Member By: WMD INVESTORS, L.P., its Managing Member By: WMD LLC, its General Partner By: /s/ W. McComb Dunwoody ----------------------------------- Name: W. McComb Dunwoody Title: Managing Member INVERNESS/PHOENIX CAPITAL LLC By: INVERNESS MANAGEMENT FUND I LLC, its Managing Member By: WMD INVESTORS, L.P., its Managing Member By: WMD LLC, its General Partner By: /s/ W. McComb Dunwoody ----------------------------------- Name: W. McComb Dunwoody Title: Managing Member Page 20 of 22 pages INVERNESS MANAGEMENT FUND I LLC By: WMD INVESTORS, L.P., its Managing Member By: WMD LLC, its General Partner By: /s/ W. McComb Dunwoody ----------------------------------- Name: W. McComb Dunwoody Title: Managing Member WMD INVESTORS, L.P. By: WMD LLC, its General Partner By: /s/ W. McComb Dunwoody ----------------------------------- Name: W. McComb Dunwoody Title: Managing Member KEY-COMIS LIMITED PARTNERSHIP By: J.C. COMIS LLC, its General Partner By: /s/ James C. Comis ----------------------------------- Name: James C. Comis, III Title: Managing Member WMD LLC By: /s/ W. McComb Dunwoody ----------------------------------- Name: W. McComb Dunwoody Title: Managing Member J.C. COMIS LLC By: /s/ James C. Comis ----------------------------------- Name: James C. Comis, III Title: Managing Member Page 21 of 22 pages /s/ W. McComb Dunwoody ----------------------------------- W. McComb Dunwoody /s/ James C. Comis ----------------------------------- James C. Comis, III DPCM HOLDINGS, INC. By: /s/ Michael E. Haylon ----------------------------------- Name: Michael E. Haylon Title: Executive Vice President PHOENIX HOME LIFE MUTUAL INSURANCE COMPANY By: /s/ John H. Beers ----------------------------------- Name: John H. Beers Title: Vice President PHOENIX INVESTMENT PARTNERS, LTD. By: /s/ Michael E. Haylon ----------------------------------- Name: Michael E. Haylon Title: Managing Director The original statement shall be signed by each person on whose behalf the statement is filed or his authorized representative. If the statement is signed on behalf of a person by his authorized representative (other than an executive officer or general partner of this filing person), evidence of the representative's authority to sign on behalf of such person shall be filed with the statement, provided, however, that a power of attorney for this purpose which is already on file with the Commission may be incorporated by reference. The name and any title of each person who signs the statement shall be typed or printed beneath his signature. ATTENTION: INTENTIONAL MISSTATEMENTS OR OMISSIONS OF FACT CONSTITUTE FEDERAL CRIMINAL VIOLATIONS (SEE 18 U.S.C. 1001) Page 22 of 22 pages EX-99.A 2 ASSIGNMENT AND ASSUMPTION AGREEMENT EXHIBIT A ASSIGNMENT AND ASSUMPTION AGREEMENT This Assignment and Assumption Agreement, dated as of the 28th day of June, 1999, between Inverness/Phoenix Partners LP, a Delaware limited partnership ("IPP"), Executive Capital Partners I LP, a Delaware limited partnership ("ECP"), and Inverness/Trico Investors, LLC, a Delaware limited liability company ("ITI") and affiliate of IPP and ECP. WHEREAS, IPP and ECP have entered into that certain Purchase Agreement dated April 16, 1999 (the "Purchase Agreement") among Trico Marine Services, Inc. ("Trico"), IPP and ECP; WHEREAS, Section 10.12 of the Purchase Agreement permits IPP and ECP to assign all of their rights, interests and obligations thereunder to ITI, in which case the provisions of the Purchase Agreement shall inure to the benefit of and be binding on ITI. NOW, THEREFORE, the parties hereby agree as follows: 1. IPP and ECP hereby assign, and ITI hereby assumes, all of IPP's and ECP's rights, interests and obligations under the Purchase Agreement. 2. ITI will remit payment for and take receipt of the 4,000,000 shares of common stock of Trico representing the Second Tranche (as defined in the Purchase Agreement) pursuant to the terms of the Purchase Agreement. INVERNESS/PHOENIX PARTNERS LP By: INVERNESS/PHOENIX CAPITAL LLC, its General Partner By: INVERNESS MANAGEMENT FUND I LLC, its Managing Member By: WMD INVESTORS, L.P., its Managing Member By: WMD LLC, its General Partner By: /s/ W. McComb Dunwoody ------------------------------ Name: W. McComb Dunwoody Title: Managing Member EXECUTIVE CAPITAL PARTNERS I LP By: INVERNESS/PHOENIX CAPITAL LLC, its General Partner By: INVERNESS MANAGEMENT FUND I LLC, its Managing Member By: WMD INVESTORS, L.P., its Managing Member By: WMD LLC, its General Partner By: /s/ W. McComb Dunwoody --------------------------- Name: W. McComb Dunwoody Title: Managing Member INVERNESS/TRICO INVESTORS, LLC By: INVERNESS/PHOENIX PARTNERS LP, its Managing Member By: INVERNESS/PHOENIX CAPITAL LLC, its General Partner By: INVERNESS MANAGEMENT FUND I LLC, its Managing Member By: WMD INVESTORS, L.P., its Managing Member By: WMD LLC, its General Partner By: /s/ W. McComb Dunwoody --------------------------- Name: W. McComb Dunwoody Title: Managing Member EX-99.B 3 JOINT FILING AGREEMENT EXHIBIT B JOINT FILING AGREEMENT The undersigned, and each of them, do hereby agree and consent to the filing of a single statement on behalf of all of them on Schedule 13D and amendments thereto, in accordance with the provisions of Rule 13d-1(k)(1) of the Securities Exchange Act of 1934, as amended. Date: July 8, 1999 INVERNESS/TRICO INVESTORS, LLC By: INVERNESS/PHOENIX PARTNERS LP, its Managing Member By: INVERNESS/PHOENIX CAPITAL LLC, its General Partner By: INVERNESS MANAGEMENT FUND I LLC, its Managing Member By: WMD INVESTORS, L.P., its Managing Member By: WMD LLC, its General Partner By: /s/ W. McComb Dunwoody --------------------------------- Name: W. McComb Dunwoody Title: Managing Member JOINT FILING AGREEMENT -1- INVERNESS/PHOENIX PARTNERS LP By: INVERNESS/PHOENIX CAPITAL LLC, its General Partner By: INVERNESS MANAGEMENT FUND I LLC, its Managing Member By: WMD INVESTORS, L.P., its Managing Member By: WMD LLC, its General Partner By: /s/ W. McComb Dunwoody ------------------------------ Name: W. McComb Dunwoody Title: Managing Member EXECUTIVE CAPITAL PARTNERS I LP By: INVERNESS/PHOENIX CAPITAL LLC, its General Partner By: INVERNESS MANAGEMENT FUND I LLC, its Managing Member By: WMD INVESTORS, L.P., its Managing Member By: WMD LLC, its General Partner By: /s/ W. McComb Dunwoody ------------------------------ Name: W. McComb Dunwoody Title: Managing Member JOINT FILING AGREEMENT -2- INVERNESS/PHOENIX CAPITAL LLC By: INVERNESS MANAGEMENT FUND I LLC, its Managing Member By: WMD INVESTORS, L.P., its Managing Member By: WMD LLC, its General Partner By: /s/ W. McComb Dunwoody ------------------------------ Name: W. McComb Dunwoody Title: Managing Member INVERNESS MANAGEMENT FUND I LLC By: WMD INVESTORS, L.P., its Managing Member By: WMD LLC, its General Partner By: /s/ W. McComb Dunwoody ------------------------------ Name: W. McComb Dunwoody Title: Managing Member WMD INVESTORS, L.P. By: WMD LLC, its General Partner By: /s/ W. McComb Dunwoody ------------------------------ Name: W. McComb Dunwoody Title: Managing Member JOINT FILING AGREEMENT -3- KEY-COMIS LIMITED PARTNERSHIP By: J.C. COMIS LLC, its General Partner By: /s/ James C. Comis ------------------------------ Name: James C. Comis, III Title: Managing Member WMD LLC By: /s/ W. McComb Dunwoody ------------------------------ Name: W. McComb Dunwoody Title: Managing Member J.C. COMIS LLC By: /s/ James C. Comis ------------------------------ Name: James C. Comis, III Title: Managing Member /s/ W. McComb Dunwoody ------------------------------ W. McComb Dunwoody /s/ James C. Comis ------------------------------ James C. Comis, III DPCM HOLDINGS, INC. By: /s/ Michael E. Haylon ------------------------------ Name: Michael E. Haylon Title: Executive Vice President JOINT FILING AGREEMENT -4- PHOENIX HOME LIFE MUTUAL INSURANCE COMPANY By: /s/ John H. Beers ------------------------------ Name: John H. Beers Title: Vice President PHOENIX INVESTMENT PARTNERS, LTD. By: /s/ Michael E. Haylon ------------------------------ Name: Michael E. Haylon Title: Managing Director JOINT FILING AGREEMENT -5- -----END PRIVACY-ENHANCED MESSAGE-----